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[Note for bibliographic reference: Melberg, Hans O. (1996), Interpreting history (Review of Aa. Egge, Fra Aleksander II til Boris Yeltsin), http://www.oocities.org/hmelberg/papers/960509.htm]




Interpreting history

by Hans O. Melberg

Aasmund Egge: Fra Aleksander II til Boris Yeltsin (in Norwegian)
Oslo, Universitetsforlaget, 1993
ISBN 82 00 21213 0
318 pages


Introduction
Writing a textbook of more than one hundred years of Russian history in about 300 pages is a not an enviable task. One is bound to receive criticism for leaving out certain questions, for not going into enough detail and in general for being superficial. The book under review, Aasmund Egge's From Alexander II to Boris Yeltsin succeeds reasonably well in giving the reader a factual overview of events. However, it is also a seriously flawed book because of mistakes of interpretation. I shall give two examples. First, Egge's discussion of whether October 1917 represented a coup or a revolution. Second, whether the nature of the Bolshevik regime was mainly caused by circumstances or ideology.

A coup or a revolution?
One difference between a coup and a revolution is the level of mass support behind those who take power. Mass support can take two forms: Active participation and passive cooperation (meaning agreement, not only lack of active opposition). The question is then how much mass support the Bolsheviks had in October 1917.

Egge does not want to call the events of October 1917 a coup (p. 103). He gives three reasons. First, the Bolsheviks were supported by a majority of the workers. Second, the Bolshevik support among the peasants was growing. Third, the Provisional Government did not have mass support. To support these claims he uses the election result to the Constituent Assembly (without citing the actual number of representatives each party received).

My first objection is that even if the Bolsheviks had majority support among the workers (which is debatable) the point is that they did not have a majority in the people as a whole. The workers were only a very small part of a largely peasant population. The election to the Constituent Assembly showed precisely that the Bolsheviks did not have a majority. They got 175 seats, while the Social Revolutionary Party (peasant oriented) got 370 seats.1 True, the left Social Revolutionaries (40 representatives) supported the Bolsheviks, but this did not create a majority.

Moreover, the Bolsheviks got elected by making false promises. Their slogans of peace, land and power to the Soviets were nothing but tactical devices which they had no intention of keeping. They promised the peasants land, but gave them collectivization. They promised peace, but started a war on society to reshape it the way they wanted. They preached the withering away of the State, but in reality the power of the Party and the State was greatly increased while the Soviets were reduced to a ceremonial formality. One might argue that all politicians promise more than they keep. This is true but, as Richard Pipes has noted, the Bolsheviks promised the voters the opposite of what they would do. Thus, the election result should not be interpreted as an indicator of support for the true Bolsheviks or the policies they actually followed.

Third, the lack of support for the Provisional Government is largely irrelevant. The question is whether the Bolsheviks were supported by a majority. A lack of support for the Provisional Government does not imply a corresponding high level of support for the Bolsheviks. People may be against both alternatives and in favour of a third alternative such as a (real) coalition government. Hence, I do not think the lack of support for the Provisional Government makes a difference as to whether the Bolsheviks led a coup or a revolution.

Lastly, one may note that events of October lack the characteristic trademark of a revolution: popular uprisings on a mass scale. In contrast to the February revolution, there were no large demonstrations or uprisings in October. In the words of A. J. P Taylor: " Most people in Petrograd did not even know that a revolution was taking place. The trams were running, the fashionable restaurants were crowded, the theatres were crowded and the Chaliapin was singing in the Opera." 1 There was no mass uprising, the Bolsheviks simply found power laying in the streets and picked it up.

One may go on to debate the definitions of a coup and a real revolution in order prove that October 1917 was one of the two. In the above I have used two criteria: the level of mass support (passive) and the level of mass involvement (active). On both accounts the Bolsheviks were far away from a majority. For the sake of fairness I should mention that Egge and I largely agree on what actually happened - that a minority group took power. We may then disagree on the definition of a coup (as opposed to a revolution). One may then question whether this is a debate which is worth pursuing. Is it not a petty quibble about words and definitions?

To some extent it may be an academic quarrel, but the label we put on October 1917 is important in one respect: The legitimacy of the Bolshevik regime. If they came to power by what we call a revolution then we are more inclined to view their rule as legitimate. If they came to power by a coup then the very origin of their rule was illegitimate. This classification, in turn, had real policy implications such as whether to support the Whites in the civil war. Thus, it whether October 1917 was a coup or a revolution was not a purely academic question.

Ideology or Circumstances as causal factors
The second flaw in Egge's book is his emphasis on circumstances above ideology as a causal factor in the formation of policies. Three example should suffice:

First, Egge argues that War Communism was the result of the situation created by the Civil War (p. 116). He qualifies this by arguing ideology played a part later, since Lenin came to believe that War Communism could shorten the transformation to Communism. Against this I would argue that Lenin believed in War Communism long before it actually started. Lenin had studied and praised the economic organization of Germany during World War I which was very similar to War Communism. (For more on this see chapter 4 in M. Malia's The Soviet Tragedy ).

Second, Egge argues that the erosion of the distinction between the Party and the State was not an obvious or intended development (p. 125). On the contrary he takes the Bolshevik slogan of "All power to the Soviets" as a sign that the Bolsheviks did not want to fuse the State and the Party. In my opinion this is a gross mistake. Egge uses the slogan of the Bolsheviks at face value without examining whether it was used for tactical purposes. Several other historians, such as R. Pipes and M. Malia have argued - convincingly in my opinion - that the slogan was not an expression of the real intentions of the Bolsheviks. Instead it was a tactical move, used as long as it supported the Bolshevik cause and abandoned as soon as it did not. This may sound conspiratorial, but there is plenty of historical examples to support the belief that the Bolsheviks used this strategy. To give one example, the Bolsheviks promised to give the nationalities the right to free self-determination in order to get their support to bring the Tsar down. Having accomplished this, they broke their promise and used force to keep the nationalities - such as Georgia - within the Russian empire.

Third, Egge writes that "nothing before the revolution indicated that the Bolsheviks were supporters of a one-party state." (p. 121 - my translation). The resulting one-party state was thus, in Egge's opinion, the result of the demands of the civil war and a reaction to the terror of the anti-Bolshevik forces. In my opinion this is another seriously mistaken interpretation. I believe there was plenty of evidence - explicit in writings and actions and implicit in their views - that the Bolsheviks aimed at total control.

The theory of the dictatorship of the proletariat is often used as evidence that the Bolsheviks wanted a one party state. It may be possible - as Egge does - to interpret the phrase "the dictatorship of the proletariat" so as to avoid a one-party state. Lenin himself wrote that "dictatorship does not necessarily mean the abolition of democracy for the class that exercises the dictatorship over the other classes." 3 However, he also wrote that "The elite must be organized like a miniature army, disciplined and loyal to the commander" 4. According to Lenin, the workers alone would only develop a trade-union consciousness (i.e. only seek economic benefits, not major political change), hence the Party needed to lead the workers. On this theory there can be no elections since Lenin implicitly argues that the electors are not "mature" enough to elect the correct party i.e. the Bolshevik Party. Thus, although one can interpret the dictatorship of the proletariat to be compatible with some sort of democracy, it is difficult to reconcile Lenin's theory of the vanguard Party with a multi-party state

More important than words, the Bolsheviks had demonstrated by their actions that they did not want to share power. In fact, when the party split in 1903, it did so precisely because of Lenin's insistence on conducting a revolution through a tightly and hierarchically organized force. Moreover, the Bolsheviks had tried to take power even before October 1917 (in July). Lastly, they had stacked the Military Revolutionary Committees with their own supporters - a sign that they wanted exclusive control over the revolution. These, and other actions, should count for more than words when we want to examine the true intentions of the Bolsheviks. For historians it is inexcusable to take words as sign of intentions when there are actions which contradict the words. The Bolshevik history demonstrates this as exemplified by the mentioned falsity of their slogan "All power to the Soviets" or their promise of land to the peasants.

Finally, it was implicit in their political views that the Bolsheviks were going to create a one-party state. At the core of their ideology was the belief that they had discovered the scientific laws of society. There would be no more conflicts or competing value-systems. Politics was to become the administration of things according to scientific criteria, a mere matter of simple calculation - not a debate over which ends should be chosen. In this remarkably naive view of politics (since it ignores the problems created by bureaucracies), there was no room for parties. In the West we like to think that parties ultimately represent different conceptions of the good society. People are then allowed to choose the party with the view that is closest to their own. The role of parties is thus to represent competing conceptions of the good society. If there is no disagreement on what the good society is - as the Bolsheviks believed - there is no role for parties or politics. In this way I believe it was implicit in the views of the Bolsheviks that they were going to create a one-party state.

Based on the above arguments I disagree with Egge that there were no signs that the Bolsheviks were going to establish a one-party state before 1917. On the more general question of the relative importance of circumstances as compared to ideology in the formation of Communist policies, I also maintain the relative importance of ideology. That is not to say that circumstances were unimportant. We may have a case of causal overdetermination in which both ideology and circumstances point in the same direction. My reason for maintaining the relative primacy of ideology would then be the counterfactual statement that even if the circumstances were not present (i.e.. there was no civil war), the Bolsheviks would still try to implement their ideology and create a centralized, one-party state.

Conclusion
I have presented several arguments against Egge's interpretation of important events in the Soviet Union. Taken together these are serious enough to make me reluctant to recommend the book. This is unfortunate because it also contains a clear and useful factual overview of the history of Russia.


NOTES
1. L. Kohan and R. Abraham (1983), p. 309

2. J. Reed (1977), p xvi. (Taylor's Introduction to Reed's book)

3. V. I. Lenin - Selected Works (here: The proletarian revolution and the renegade Kautsky), p. 40

4. T. H. von Laue (1971), p. 92


BIBLIOGRAPHY

Egge, Åsmund (1993), Fra Aleksander II til Boris Yeltsin, Oslo: Universitetsforlaget

Kochan L. and Abraham R. (1983), The Making of Modern Russia, Middlesex: Penguin Books Ltd.

Lenin, V. I. (1953), Selected Works Volume II, Part 2, London: Lawrence and Wishart Ltd.

Laue von, Theodore H. (1971), Why Lenin? Why Stalin?, New York: J. B. Lippincot Company

Malia, Martin (1994), The Sovet Tragedy, New York: The Free Press

Pipes, Richard (1994), Communism: The Vanished Specter, Oslo: Scandinavian University Press

Reed, John (1977, first 1919), Ten Days that shook the world, Middlesex: Penguin Books

[Note for bibliographic reference: Melberg, Hans O. (1996), Interpreting history (Review of Aa. Egge, Fra Aleksander II til Boris Yeltsin), http://www.oocities.org/hmelberg/papers/960509.htm]