Professional Experience:
Maxim Group, New York, NY
Chief Market Strategist
August 2002 to Present
Write biweekly Market Commentary for portfolio managers and clients;
Publish timely articles discussing various issues impacting the industry;
Interact with Media, generating name recognition and positive PR for the firm; Has appeared on CNBC's "Kudlow & Cramer," Fox's "Your World with Neil Cavuto," and "Forbes on Fox." Quoted in the Wall Street Journal, Barron's, Bloomberg Radio, Fortune, Wired, CNN/Money, Reuters, San Jose Mercury News, Dallas Morning News, Dow Jones NewsWire, Good Morning Silicon Valley, TheStreet.com, and CBS MarketWatch. Invited to participate in Business Week's year end market forecast.
Research and recommend "tradeable" stock ideas;
Meet extensively with private and institutional firm clients to enhance firm assets under management;
Weatherly/Ehrenkrantz King Nussbaum, Garden City, NY
Market Strategist
March 2001 to August 2002
Hold daily pre-market discussion/Q&A for 100 broker boardroom;
Create and present training seminars for retail broker development;
Auerbach, Pollak & Richardson, New York, NY
Investment Strategist
January 2000 - February 2001
Actively trade Listed and Nasdaq Securities. Research and select stocks for recommendation to firms's brokers as both short term trades and longer term investments.
Trautman Kramer, New York, NY
Investment Strategist
October 1998 - January 2000
Researched and reviewed private placements and public equities for boutique investment bank.
Prime Charter, New York, New York
Assistant to Chief Technology Strategist
February 1998 - October 1998
Assisted in the research and selection of stocks for recommendation to firms's brokers; Reviewed quarterly filings, conference calls, other media; Drafted research reports recomending investment to brokers.
A.J. Michaels, West Islip, New York
Securities Trader
January 1996 - February 1998
Developed and implemented proprietary research and analytical criteria for trading. Actively traded Listed and Nasdaq Securities. Familiar with Nasdaq Level II, Instinet, Dot, Options, SOES, and Selectnet. Developed a computerized arbitrage trading program.
ADR Resources, Inc. New York, New York
Founder & CEO
January 1991 - June 1996
Created Alternative Dispute Resolution (ADR) firm focusing on complex multi-party litigation. One of four firms (out of fifty bidders) to win contract with the City of New York to use ADR to reduce their settlement payouts and litigation costs; Implemented programs for the Offices of the NYC Comptroller and the NYC Corporation Counsel.
Professional Appointments:
Federal Mediator, New York, New York
2nd Circuit, Southern District Appointed December 1994
Sat as a neutral mediator in the Second Circuit Court District in a variety of Federal civil cases. Actively led pre-trial negotiations with multiple parties to resolve pending litigation.
Licenses:
Series 7; Series 63; New York State Bar
Education:
Benjamin N. Cardozo School of Law, New York, New York
J.D. Cum Laude, June 1989
Academic: GPA: 3.56;
Class Rank: Top 10%
Honors: Law Review
Clinical: Professor Barry Schecks criminal law program.
State University of New York at Stony Brook,
B.A. Political Science, June 1984
Honors: New York State Regents Scholarship
Activities: Vice-President, Student Government Association 1983-84
Awards: Finalist, 1981 National Championships, Intercollegiate Horse Show Association
References:
Mark Lehmann
Head of U.S. Equities, UBS Securities
(212) 574-5272
Kevin Lane
Chief Market Strategist, Technimentals Research Group
(212) 742-0102 x200
Copyright © 2001 Barry L. Ritholtz, All Rights Reserved worldwide. May
not be copied, stored or redistributed without prior, written permission.
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